Acquire the skills and knowledge necessary to conduct audits of compliance management system based on ISO 37301 and the guidelines for auditing management systems provided in ISO 19011 and the certification process presented in ISO/IEC 17021-1
The Certified 37301 Lead Auditor training course enables you to develop the necessary competence to perform compliance management system (CMS) audits by applying widely recognized audit principles, procedures, and techniques.
Many organizations seek competent auditors to determine whether their policies, procedures, and controls adhere to ISO 37301 requirements. This training course aims to help you complete these tasks successfully and intends to reflect the importance of effective CMS audits. In addition, this training course aims to strengthen your knowledge and skills to plan and carry out CMS audits based on the guidelines for auditing management systems provided in ISO 19011 and the certification process described in ISO/IEC 17021-1.
This training course can potentially qualify you to conduct audits on behalf of conformity assessment bodies.
The exercises, quizzes, and case studies provided in this training course are designed to help you practice the most important aspects of a CMS audit: ISO 37301 requirements, auditing principles, tools and techniques used to obtain evidence, leading a team of auditors, conducting interviews with auditee, reviewing documented information, drafting nonconformity reports, and preparing the final audit report.
After successfully completing the training course, you can sit for the exam which is designed to measure your knowledge and skills regarding CMS audits. If you successfully pass the exam, you can apply for the “Certified ISO 37301 Lead Auditor” credential. An internationally recognized “ISO 37301 Lead Auditor” certificate validates your professional capabilities and demonstrates that you have the knowledge and skills to audit a CMS based on ISO 37301.
The ISO 37301 Lead Auditor training course is intended for:
This training course enables you to:
This training course is participant centered and contains:
A fundamental understanding of ISO 37301 requirements (or ISO 19600 guidelines) for a CMS and a comprehensive knowledge of audit principles.
Day 1: Introduction to the compliance management system (CMS) and ISO 37301
Day 2: Audit principles and the preparation for and initiation of an audit
Day 3: On-site audit activities
Day 4: Closing of the audit
Day 5: Certification exam
The “Certified ISO 37301 Lead Auditor” exam fully meets the requirements of the Examination and Certification Program (ECP). It covers the following competency domains:
For specific information about exam type, languages available, and other details, please visit the and the Examination Rules and Policies.
The Certified ISO 19600 Lead Compliance Manager exam fully meets the requirements of the Examination and Certification Programme (ECP). The exam covers the following competency domains:
Domain 1: Compliance management process steps and framework
Domain 2: Establishing a compliance management system
Domain 3: Implementing a compliance management system
Domain 4: Evaluating the compliance management system
Domain 5: Maintaining the compliance management system
For more information about exam details, please visit Examination Rules and Policies.
After successfully completing the exam, you can apply for one of the credentials shown on the table below. You will receive a certificate once you comply with all the requirements related to the selected credential.
For more information about the ISO 37301 certifications and the certification process, please refer to the Certification Rules and Policies.
The requirements for ISO 37301 Auditor certifications are as shown in the table below:
| Credential | Exam | Professional experience | MS audit/assessment experience | Other requirements |
| Certified ISO 37301 Provisional Auditor | Certified ISO 37301 Lead Auditor exam, or equivalent | None | None | Signing the Code of Ethics |
| Certified ISO 37301 Auditor | Certified ISO 37301 Lead Auditor exam, or equivalent | Two years, of which one in compliance management | At least 200 hours of audit activities | Signing the Code of Ethics |
| Certified ISO 37301 Lead Auditor | Certified ISO 37301 Lead Auditor exam, or equivalent | Five years, of which two in compliance management | At least 300 hours of audit activities | Signing the Code of Ethics |
| Certified ISO 37301 Senior Lead Auditor | Certified ISO 37301 Lead Auditor exam, or equivalent | Ten years, of which seven in compliance management | At least 1,000 hours of audit activities | Signing the Code of Ethics |
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